2024 Cftc no action letter 13-12

Cftc no action letter 13-12

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August undefined, 2024

WebCFTC Letter No. 13-11 No-Action April 30, 2013 Division of Swap Dealer and Intermediary Oversight Re: Time Limited Relief for Swap Dealers in Connection with Prime Brokerage ... 12 Additionally, foreign exchange swaps and forwards are subject to reporting obligations, pursuant to Section 1a(47)(E)(iii) of the CEA, 7 U.S.C. § 1a(47)(E)(iii). Web11 rows · CFTC Staff Letters provides Letters from 2008 and later. For Letters published before 2008 visit the Letters Archivepage. Letter Number Letter TypesAdvisoriesExemptionInterpretativeNo-Action No-ActionOther DivisionsCOMDCIODCRDMODOD DODDSIOMPDN/AOEDOGC

CLIENT UPDATE - Debevoise & Plimpton

WebApr 4, 2013 · The CFTC issued No-action Letter 12-66 providing relief until April 30, 2013 for delays in reporting data for interest rate and credit swaps (Compliance Date 1 Swaps) executed by branches in emerging market jurisdictions (see Legal Update, Further Limited Swap Data Reporting Relief for Swap Dealers Issued by CFTC ). Certain life-cycle events. WebJan 10, 2013 · Pursuant to CFTC Letter No. 12-66, the CFTC’s Division of Market Oversight (DMO) issued a no-action letter providing that CFTC staff will not recommend an enforcement action... romo walkertshofen

Commodity Futures Trading Commission CFTC

WebDec 5, 2012 · On November 29, the Commodity Futures Trading Commission's (CFTC's) Division of Swap Dealer and Intermediary Oversight (DSIO) issued two no-action letters providing relief from Commodity Pool Operator (CPO) registration for (1) family offices (Family Office Letter) [1] and (2) fund of funds operators (Fund of Funds Letter). [2] WebJan 17, 2024 · The Commodity Futures Trading Commission (the “ CFTC ”) approved the publication of two releases (the “ Final Rules ”) 1 on November 25, 2024, adopting final amendments to Part 4 of the CFTC... Web2 CFTC Letter No. 12-17, Staff Interpretations and No-Action Relief Regarding ECP Status: Swap Guarantee Arrangements; Jointly and Severally Liable Counterparties; Amounts Invested on a Discretionary Basis; and “Anticipatory ECPs.” NEW YORK Byungkwon Lim 212-909-6571 [email protected] Emilie T. Hsu 212-909-6884 … romo wallcovering lomasi

CFTC Releases No-Action Letter 14-144 – Publications Morgan …

CFTC Staff Issues No-Action Letter Regarding Compliance Date for …

WebNo-Action Letter 13-10 April 8, 2013 Parts 43, 45 and 46 of the CFTC’s regulations. Division of Market Oversight Advisory Parade 8, 2013. No-Action Letter 12-41 Decembers 5, 2012 Part 43, Share 45 and Part 46 of the CFTC's regulations. No-Action Cover 12-32 November 19, 2012 Part 43, Part 45 and Part 46 from the CFTC's regulations. 11/29/2012 WebOct 27, 2024 · Amicus Curiae Brief / US 2nd Circuit / Case No. 18-1079 (Lehman Bros vs 250 Defendants Contesting Flip Clause Enforceability) By Bill Harrington romo warmanWebJan 9, 2024 · The CFTC determined that it would not, at this time, adopt final rules relating to two components of the 2024 Proposal that had generated substantial concerns in the comment process: (1) the proposed “ 18-96 Exemption ,” a new exemption for CPOs of offshore funds modeled after existing CFTC Staff Advisory 18-96, 7 and (2) a proposal to … romo three ni

"WebCommodity Futures Trading Commission CFTC " - Cftc no action letter 13-12

Cftc no action letter 13-12

CFTC Issues No-action Relief on Fund-of-funds CPO Registration

Web7 hours ago · The Commodity Futures Trading Commission (CFTC or Commission) is announcing an opportunity for public comment on the proposed renewal of a collection of certain information by the agency. Under the Paperwork Reduction Act (PRA), Federal agencies are required to publish notice in the Federal... WebAug 19, 2024 · The U.S. Commodity Futures Trading Commission’s (the “CFTC”) Division of Market Oversight recently issued CFTC Letter No. 22-09, which further extends until the earlier of August 12, 2025 or the effective date of any codifying rulemaking the relief from certain position aggregation requirements it had granted previously in CFTC Letter …

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WebOn September 8, 2014, the Commodity Futures Trading Commission (CFTC) issued No-Action Letter 14-112, which provides relief from certain reporting obligations under Part 4 of CFTC Regulations to certain wholly-owned subsidiaries of commodity funds.

WebApr 9, 2024 · See, e.g., CFTC No-Action Letter No. 19-09 (Apr. 5, 2024). CFTC No-Action Letter No. 12-70 (Dec. 31, 2012).. Id. at 5. CFTC No-Action Letter No. 19-08 (Apr. 5, 2024); CFTC No-Action Letter No. 19-09.. CFTC No-Action Letter No. 19-09 at 1, 3. See supra notes 2-3 and related text.. CFTC No-Action Letter No. 13-45 (July 11, 2013) … Webwww.cftc.gov

WebOct 2, 2015 · Federal Register/Vol. 80, No. 191/Friday, October 2, 2015/Rules and Regulations 59575 1 Public Law 111–203, 124 Stat. 1376 (July 21, 2010). 2 Pursuant to Section 701 of the Dodd-Frank Act, Title VII may be cited as the ‘‘Wall Street Transparency and Accountability Act of 2010.’’ 3 7 U.S.C. 1 et seq. (2012). 4 Dodd-Frank Act Section … WebDec 6, 2012 · On November 29, 2012, the CFTC's Division of Swap Dealer and Intermediary Oversight issued No-action Letter 12-38 granting temporary relief to fund-of-funds operators from registration with the CFTC as commodity pool operators (CPOs). The no-action relief remains in effect until the later of: June 30, 2013.

WebU.S. COMMODITY FUTURES TRADING COMMISSION Three Lafayette Centre 1155 21st Street, NW, Washington, DC 20581 Telephone: (202) 418-6700 -5547 [email protected] Division of Swap Dealer and Gary Barnett Director CFTC Letter No 14-126 No-Action October 15, 2014 Division of Swap Dealer and Intermediary Oversight

WebDec 11, 2012 · The Commodity Futures Trading Commission (CFTC) recently issued a No-Action Letter that provides relief to advisers to funds-of-funds. This No-Action Letter, which was issued on November 29, 2012, gives comfort to an adviser to a "fund-of-funds" (that is, an investment fund that invests some or all of its assets in other investment … romofr3WebJan 10, 2013 · Pursuant to CFTC Letter No. 12-66, the CFTC’s Division of Market Oversight (DMO) issued a no-action letter providing that CFTC staff will not recommend an enforcement action... romo vacations packagesWeb7 hours ago · On September 15, 2024, MPD and DCR published CFTC Letter No. 22–11, which further extended the no-action position until the earlier of September 30, 2024 or the effective date of any final Commission action relating to regulation § 39.13 (g). [ 41] romo upholstery fabricsWebNov 11, 2024 · The Commodity Futures Trading Commission (CFTC) has unanimously approved amendments to the real-time swap reporting rules in Part 43 of the CFTC’s regulations by, among other things, clarifying the applicability of the rules to swaps executed in a prime brokerage agency arrangement. romo van lithWebMay 7, 2013 · The CFTC granted limited no-action relief (Letter 12-42) on December 6, 2012 from the PTM requirement for limited types of FX transactions because it was shown that the PTM that would be disclosed under Regulation 23.431 was substantially similar to publicly available information. romobe lake thompson paWeb1 day ago · COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 39 ... currently rely on the no-action position in CFTC Letter No. 19-17, those FCMs would ... regulation § 39.13(j)(12) on their websites and within their Disclosure Document required by proposed regulation §1.55(i), in order to comply with proposed regulation § 39.13(j)(12)(iii). ... romo webtexWebCFTC No-Action letters Nos. 18-13, 17-36, 13-64, and 13-29 are likely to continue to be applicable to non-U.S. persons even after Brexit without any further actions on the CFTC’s behalf. Hard Brexit: An Impact Assessment for US Market Participants and Entities Registered with the CFTC, ISDA (Nov. 2024). romo warfare